-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TsFZmwmrvrK7VKlbnu2EbWnPzofEjGaNptx5dVCWpK0c5KL9YaUORvEigZ3cuuXd T+lnI1/nT1UTODOCySsZPg== 0001331693-05-000002.txt : 20050701 0001331693-05-000002.hdr.sgml : 20050701 20050701140802 ACCESSION NUMBER: 0001331693-05-000002 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20050701 DATE AS OF CHANGE: 20050701 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PUTNAM MANAGED HIGH YIELD TRUST CENTRAL INDEX KEY: 0000901823 IRS NUMBER: 046733967 STATE OF INCORPORATION: MA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-80837 FILM NUMBER: 05932304 BUSINESS ADDRESS: STREET 1: ONE POST OFFICE SQ CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6172921000 MAIL ADDRESS: STREET 1: ONE POST OFFICE SQ CITY: BOSTON STATE: MA ZIP: 02109 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Roumell Asset Management, LLC CENTRAL INDEX KEY: 0001331693 IRS NUMBER: 522145132 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 3 BETHESDA METRO CENTER STREET 2: SUITE 700 CITY: BETHESDA STATE: MD ZIP: 20814 BUSINESS PHONE: 301-961-1570 MAIL ADDRESS: STREET 1: 3 BETHESDA METRO CENTER STREET 2: SUITE 700 CITY: BETHESDA STATE: MD ZIP: 20814 SC 13G 1 putnam13g.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Amendment No. ) Under the Securities Exchange Act of 1934 Putnam Managed High Yield Trust - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 746819101 - -------------------------------------------------------------------------------- (CUSIP Number) June 23, 2005 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) - -------------------------------------------------------------------------------- Schedule 13G Page 2 - ------------ ------------- 1. NAMES OF REPORTING PERSONS Roumell Asset Management, LLC (the "Reporting Person") S.S or I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS 52-2145132 - ------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - ------------------------------------------------------------------------------- 3. SEC USE ONLY - ------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION Maryland - -------------------------------------------------------------------------------- 5. SOLE VOTING POWER NUMBER OF 376,134 SHARES ------------------------------------------------------------ BENEFICIALLY 6. SHARED VOTING POWER OWNED BY 0 EACH ------------------------------------------------------------ REPORTING 7. SOLE DISPOSITIVE POWER PERSON 376,134 WITH ------------------------------------------------------------ 8. SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 376,134 - -------------------------------------------------------------------------------- 10. CHECK BOX IF AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.0% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON IA - -------------------------------------------------------------------------------- Schedule 13G Page 3 - ----------- ------------ Item 1(a). Name of Issuer: Putnam Managed High Yield Trust Item 1(b). Address of Issuer's Principal Executive Offices: One Post Office Square, Boston, Massachusetts 02109 Item 2(a). Name of Person Filing: Roumell Asset Management, LLC Item 2(b). Address of Principal Business Office or, if None, Residence: 3 Bethesda Metro Center, Suite 700, Bethesda, Maryland 20814 Item 2(c). Citizenship: Maryland Item 2(d). Title of Class of Securities: Common Stock Item 2(e). CUSIP Number: 746819101 Item 3. If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: (a) [ ] Broker or dealer registered under Section 15 of the Act; (b) [ ] Bank as defined in Section 3(a)(6) of the Act; (c) [ ] Insurance Company as defined in Section 3(a)(19) of the Act; Schedule 13G Page 4 - ------------ -------------- (d) [ ] Investment Company registered under Section 8 of the Investment Company Act of 1940; (e) [X] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) [ ] Parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; (j) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). Item 4. Ownership. (a) Amount Beneficially Owned: 376,134 (b) Percent of Class: 5.0% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 376,134 ---------- (ii) shared power to vote or to direct the vote: 0 ---------- (iii) sole power to dispose or to direct the disposition of: 376,134 ---------- (iv) shared power to dispose or to direct the disposition of: 0 ---------- Schedule 13G Page 5 - ------------ ------------- Item 5. Ownership of Five Percent or Less of Class. Not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not applicable. Item 8. Identification and Classification of Members of the Group. Not applicable. Item 9. Notice of Dissolution of Group. Not applicable Item 10. Certification. ------------- By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Schedule 13G Page 6 - ------------ -------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: July 1, 2005 Roumell Asset Management, LLC By: /s/ James Roumell ------------------------ Name: James Roumell Title: President -----END PRIVACY-ENHANCED MESSAGE-----